Filed March 24, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $16,000 |
MORGAN STANLEY SMITH BARNEY5+ years Service code 26 · EIN 26-4310632 | Advisory (Participants) | $16,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $14,327 |
WHALEN & COMPANY, CPAS4 years Service code 10 · EIN 31-0984945 | Accounting | $9,321 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,163 | $88,122-23.8% | $141,162-52.4% | $67,579-0.6% |
| Participation rate | 74.2% | 76.5%-2.3pp | 82.5%-8.3pp | 71.3%+2.9pp |
| Annual return | 26.09% | 75.40%-49.3pp | 71.39%-45.3pp | 378.56%-352.5pp |
| Employer contribution / active EE | $1,765 | $3,224-45.2% | $4,735-62.7% | $2,148-17.8% |
| Participant deferral / active EE | $6,666 | $5,958+11.9% | $6,709-0.6% | $3,539+88.3% |
| Admin fee / account holder | $169 | $131+29.2% | $10,261-98.4% | $142+18.9% |