Filed March 24, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 26 · EIN 26-4310632 | Advisory (Participants) | $18,253 |
Service code 37 · EIN 04-2647786 | Loan Processing | $16,405 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $16,000 |
WHALEN & COMPANY, CPAS2 years Service code 10 · EIN 31-0984945 | Accounting | $6,500 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,749 | $155,795-59.7% | $136,294-54.0% | $69,631-9.9% |
| Participation rate | 68.8% | 75.2%-6.5pp | 81.9%-13.1pp | 70.7%-1.9pp |
| Annual return | 20.68% | 232464.33%-232443.7pp | 5155.94%-5135.3pp | 27571.02%-27550.3pp |
| Employer contribution / active EE | $1,391 | $2,991-53.5% | $4,695-70.4% | $2,032-31.6% |
| Participant deferral / active EE | $5,082 | $5,394-5.8% | $6,247-18.6% | $3,224+57.7% |
| Admin fee / account holder | $147 | $128+14.3% | $9,243-98.4% | $110+32.7% |