Filed March 24, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $16,000 |
MORGAN STANLEY SMITH BARNEY4+ years Service code 26 · EIN 26-4310632 | Advisory (Participants) | $16,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $10,140 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,067 | $75,388-30.9% | $123,544-57.9% | $55,725-6.6% |
| Participation rate | 71.9% | 75.7%-3.7pp | 82.3%-10.4pp | 70.9%+1.1pp |
| Annual return | -6.75% | 4.48%-11.2pp | 119.20%-125.9pp | 244.93%-251.7pp |
| Employer contribution / active EE | $1,597 | $3,063-47.9% | $4,628-65.5% | $2,078-23.1% |
| Participant deferral / active EE | $5,660 | $5,651+0.2% | $6,426-11.9% | $3,356+68.7% |
| Admin fee / account holder | $157 | $120+31.0% | $9,284-98.3% | $115+36.2% |