Filed March 17, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $369,899 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $76,000 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,917 | $52,346-18.0% | $143,801-70.2% | $78,104-45.1% |
| Participation rate | 100.0% | 72.7%+27.3pp | 80.3%+19.7pp | 74.5%+25.5pp |
| Annual return | -13.61% | -14.19%+0.6pp | -0.04%-13.6pp | 10.90%-24.5pp |
| Employer contribution / active EE | $2,027 | $2,131-4.9% | $4,952-59.1% | $3,128-35.2% |
| Participant deferral / active EE | $5,465 | $3,800+43.8% | $5,639-3.1% | $5,089+7.4% |
| Admin fee / account holder | $35 | $63-45.3% | $14,680-99.8% | $79-56.1% |