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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $59,480 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $24,863 |
RSM US LLP6+ years Filed as: MCGLADREY LLP Service code 10 5155 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Accounting | $12,900 |
EDWARD JONES5 years Filed as: EDWARD L ETTER, GEORGE A BIEHLE, ET Service code 99 3125 EXON AVE · CINCINNATI, OH 45241 | Other Fees | $7,029 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,257 | $72,066+15.5% | $81,926+1.6% | $90,274-7.8% |
| Participation rate | 29.4% | 78.9%-49.5pp | 72.0%-42.6pp | 73.4%-44.0pp |
| Annual return | 17.61% | 15.92%+1.7pp | 29.49%-11.9pp | 53.97%-36.4pp |
| Employer contribution / active EE | $874 | $2,335-62.6% | $4,310-79.7% | $2,523-65.4% |
| Participant deferral / active EE | $1,707 | $3,557-52.0% | $7,108-76.0% | $4,231-59.6% |
| Admin fee / account holder | $117 | $92+26.4% | $5,159-97.7% | $114+2.5% |