Filed June 18, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $13,065 |
HIGHLAND CONSULTING ASSOCIATES2+ years Service code 28 · EIN 34-1753575 | Investment Management | $5,937 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB AND CO., INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,808 | $54,392-21.3% | $84,753-49.5% | $63,975-33.1% |
| Participation rate | 13.0% | 76.9%-63.9pp | 76.6%-63.6pp | 71.1%-58.2pp |
| Annual return | 4.87% | 611.38%-606.5pp | 22.78%-17.9pp | 48.65%-43.8pp |
| Employer contribution / active EE | $0 | $2,943-100.0% | $3,574-100.0% | $2,182-100.0% |
| Participant deferral / active EE | $375 | $2,593-85.6% | $3,712-89.9% | $3,356-88.8% |
| Admin fee / account holder | $68 | $136-49.8% | $5,333-98.7% | $70-3.3% |