Filed June 18, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $11,542 |
HIGHLAND CONSULTING ASSOCIATES3+ years Service code 28 · EIN 34-1753575 | Investment Management | $6,066 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $8 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB & COMPANY, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,015 | $221,442-78.3% | $92,233-47.9% | $77,958-38.4% |
| Participation rate | 11.5% | 79.6%-68.1pp | 76.5%-65.0pp | 71.6%-60.2pp |
| Annual return | 16.52% | 15.65%+0.9pp | 176.28%-159.8pp | 20.87%-4.3pp |
| Employer contribution / active EE | $0 | $3,226-100.0% | $3,679-100.0% | $2,310-100.0% |
| Participant deferral / active EE | $342 | $2,779-87.7% | $3,897-91.2% | $3,537-90.3% |
| Admin fee / account holder | $62 | $210-70.4% | $5,194-98.8% | $97-36.3% |