Filed May 8, 2025
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $148,199 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $59,088 |
HILL WARD HENDERSON2 years Filed as: HILL, BARTH & KING, LLC Service code 15 · EIN 34-1897225 | Recordkeeping | $15,220 |
ADP BROKER-DEALER4+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,128 | $65,118+1.6% | $76,766-13.9% | $55,725+18.7% |
| Participation rate | 97.6% | 79.6%+18.0pp | 77.0%+20.6pp | 70.9%+26.7pp |
| Annual return | -2.65% | -1.27%-1.4pp | 2.43%-5.1pp | 244.93%-247.6pp |
| Employer contribution / active EE | $2,494 | $1,941+28.5% | $2,485+0.4% | $2,078+20.0% |
| Participant deferral / active EE | $7,327 | $3,688+98.7% | $3,851+90.2% | $3,356+118.3% |
| Admin fee / account holder | $212 | $116+82.5% | $6,675-96.8% | $115+83.6% |