Filed May 8, 2025
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $103,474 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $43,989 |
HILL WARD HENDERSON1 year Filed as: HILL, BARTH & KING, LLC Service code 15 · EIN 34-1897225 | Recordkeeping | $6,700 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,215 | $69,305+25.8% | $82,312+6.0% | $69,631+25.3% |
| Participation rate | 97.2% | 80.3%+16.9pp | 76.9%+20.3pp | 70.7%+26.5pp |
| Annual return | 19.96% | 21.47%-1.5pp | 25.88%-5.9pp | 27571.02%-27551.1pp |
| Employer contribution / active EE | $2,530 | $1,887+34.1% | $2,428+4.2% | $2,032+24.5% |
| Participant deferral / active EE | $7,704 | $3,568+115.9% | $3,706+107.9% | $3,224+139.0% |
| Admin fee / account holder | $184 | $97+88.9% | $5,608-96.7% | $110+66.2% |