Filed February 4, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $856,376 |
COWEN & COMPANY LLC1 year Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $92,992 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES INC. Service code 50 · EIN 13-3379014 | Direct Payment | $80,649 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $47,475 |
THOMPSON HINE2+ years Filed as: THOMPSON HINE LLP Service code 29 · EIN 34-0575300 | Legal | $42,949 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 33 · EIN 13-4110995 | Securities brokerage; Direct payment ... | $19,767 |
Filed as: GWFS EQUITIES INC Service code 33 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Other investment fees and expenses; S... | $14,353 |
Filed as: J.P.MORGAN SECURITIES LLC Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,927 | $93,756-14.7% | $133,975-40.3% | $329,111-75.7% |
| Participation rate | 87.3% | 89.7%-2.4pp | 87.1%+0.3pp | 67.9%+19.5pp |
| Annual return | 11.74% | 20.33%-8.6pp | 29.29%-17.5pp | 16.35%-4.6pp |
| Employer contribution / active EE | $4,044 | $3,619+11.7% | $5,211-22.4% | $2,303+75.5% |
| Participant deferral / active EE | $5,118 | $5,685-10.0% | $6,282-18.5% | $3,682+39.0% |
| Admin fee / account holder | $41 | $90-53.9% | $9,324-99.6% | $754-94.5% |