Filed February 4, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $826,009 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES INC. Service code 50 · EIN 13-3379014 | Direct Payment | $141,403 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $114,379 |
THOMPSON HINE1+ years Filed as: THOMPSON HINE LLP Service code 29 · EIN 34-0575300 | Legal | $70,750 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 33 · EIN 13-4110995 | Shareholder servicing fees; Direct pa... | $28,565 |
KEATING, MUETHING & KLEKAMP PLL1+ years Filed as: KEATING MUETHING & KLEKAMP, PLL Service code 29 · EIN 31-0570030 | Legal | $3,000 |
JPMORGAN INVEST HOLDINGS LLC1+ years Filed as: J.P. MORGAN CHASE BANK Service code 59 · EIN 13-4994650 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,666 | $87,670-11.4% | $123,105-36.9% | $69,651+11.5% |
| Participation rate | 89.6% | 87.8%+1.8pp | 86.8%+2.8pp | 66.6%+23.0pp |
| Annual return | -0.88% | 3.10%-4.0pp | 13.22%-14.1pp | 53.77%-54.6pp |
| Employer contribution / active EE | $3,860 | $3,511+9.9% | $5,151-25.1% | $2,241+72.3% |
| Participant deferral / active EE | $4,966 | $5,412-8.3% | $6,229-20.3% | $3,635+36.6% |
| Admin fee / account holder | $48 | $94-49.3% | $9,014-99.5% | $63-24.5% |