Filed December 15, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES Service code 50 · EIN 13-2638166 | Direct Payment | $55,533 |
BMO HARRIS BANK NA5+ years Filed as: BMO HARRIS BANK Service code 15 · EIN 39-1186267 | Recordkeeping | $37,141 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,742 | $79,519-23.6% | $95,964-36.7% | $73,412-17.3% |
| Participation rate | 100.0% | 81.2%+18.8pp | 77.1%+22.9pp | 72.2%+27.8pp |
| Annual return | 3.99% | 19.20%-15.2pp | 91.64%-87.7pp | 59.30%-55.3pp |
| Employer contribution / active EE | $1,711 | $2,048-16.4% | $2,541-32.7% | $2,234-23.4% |
| Participant deferral / active EE | $6,072 | $4,138+46.7% | $4,167+45.7% | $3,806+59.5% |
| Admin fee / account holder | $248 | $184+34.8% | $6,797-96.3% | $158+57.4% |