Filed December 15, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Service code 50 · EIN 13-2638166 | Direct Payment | $52,146 |
BMO HARRIS BANK NA1 year Filed as: BMO HARRIS BACNK Service code 15 · EIN 39-1186267 | Recordkeeping | $31,565 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,616 | $73,404-10.6% | $87,104-24.7% | $67,579-2.9% |
| Participation rate | 60.0% | 80.9%-20.9pp | 76.9%-16.9pp | 71.3%-11.3pp |
| Annual return | 6.75% | 48.29%-41.5pp | 28.19%-21.4pp | 378.56%-371.8pp |
| Employer contribution / active EE | $551 | $2,014-72.6% | $2,521-78.1% | $2,148-74.3% |
| Participant deferral / active EE | $3,322 | $3,913-15.1% | $4,048-17.9% | $3,539-6.1% |
| Admin fee / account holder | $246 | $142+73.4% | $7,491-96.7% | $142+72.6% |