Filed December 15, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $59,349 |
MATRIX TRUST COMPANY4 years Service code 15 · EIN 75-3182674 | Recordkeeping | $45,998 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,682 | $96,782+8.2% | $140,514-25.5% | $69,255+51.2% |
| Participation rate | 60.0% | 81.0%-21.0pp | 77.8%-17.8pp | 69.0%-9.0pp |
| Annual return | 12.63% | 11.56%+1.1pp | 14.36%-1.7pp | 26.73%-14.1pp |
| Employer contribution / active EE | $2,177 | $3,063-28.9% | $3,378-35.5% | $2,645-17.7% |
| Participant deferral / active EE | $6,993 | $4,233+65.2% | $4,919+42.2% | $2,890+141.9% |
| Admin fee / account holder | $333 | $275+21.3% | $13,697-97.6% | $733-54.5% |