Filed March 31, 2025 (most recent of 4 filings on file)
Total covered: 17 employees
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $32,936 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,331 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,389 | $23,224+177.2% | $71,089-9.4% | $55,725+15.5% |
| Participation rate | 46.0% | 37.9%+8.1pp | 54.6%-8.7pp | 70.9%-24.9pp |
| Annual return | -6.41% | -2.87%-3.5pp | 650.65%-657.1pp | 244.93%-251.3pp |
| Employer contribution / active EE | $797 | $436+82.6% | $1,088-26.8% | $2,078-61.7% |
| Participant deferral / active EE | $1,674 | $929+80.2% | $1,873-10.6% | $3,356-50.1% |
| Admin fee / account holder | $7 | $118-94.3% | $3,082-99.8% | $115-94.2% |