Filed March 31, 2025 (most recent of 4 filings on file)
Total covered: 17 employees
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $25,945 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,569 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,173 | $28,416+129.4% | $73,550-11.4% | $69,631-6.4% |
| Participation rate | 49.6% | 38.3%+11.2pp | 54.9%-5.4pp | 70.7%-21.1pp |
| Annual return | 16.70% | -694.13%+710.8pp | -15.16%+31.9pp | 27571.02%-27554.3pp |
| Employer contribution / active EE | $871 | $430+102.4% | $1,219-28.5% | $2,032-57.1% |
| Participant deferral / active EE | $1,768 | $897+97.1% | $1,804-2.0% | $3,224-45.2% |
| Admin fee / account holder | $8 | $104-92.4% | $2,320-99.7% | $110-92.9% |