Filings through .
Filed March 31, 2025 (most recent of 4 filings on file)
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Total covered: 17 employees
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL9 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $34,954 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $4,521 |
14 funds of $250K or more; 16 lines in all, holding $17.7M of the plan's $23.7M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
| Fund | Dollars | % of funds% |
|---|---|---|
| Columbia Contrarian Core Fund Class A Ameriprise (Columbia Threadneedle) · Mutual fund Possible retail class A | $3.1M | 17.3% |
| Fidelity Diversified International - Class A Fidelity (FMR) · Mutual fund Possible retail class ARecordkeeper's own fund | $2.1M | 12.0% |
| Contrarian Dividend Income Fund Class A Ameriprise (Columbia Threadneedle) · Mutual fund Possible retail class A | $2.0M | 11.4% |
| Janus Henderson Enterprise Fund Class T Janus Henderson · Mutual fund Possible retail class T | $1.7M | 9.8% |
| Fidelity Strategic Income Fund Class A Fidelity (FMR) · Mutual fund Possible retail class ARecordkeeper's own fund | $1.6M | 9.0% |
| Victory Sycamore Established Value Fund Class A Victory Capital · Mutual fund Possible retail class A | $1.4M | 8.0% |
| MFS Moderate Allocation Fund R4 MFS (Sun Life) · Mutual fund | $953K | 5.4% |
| Fidelity Small Cap Growth Fund Fidelity Advisor Small Cap Growth Fund: Class A Fidelity (FMR) · Mutual fund Possible retail class ARecordkeeper's own fund | $925K | 5.2% |
| Small Cap Growth Fund Class AAA Manager not matched · Mutual fund | $857K | 4.8% |
| Fidelity Small Cap Value Fund Fidelity Advisor Small Cap Value Fund: Class A Fidelity (FMR) · Mutual fund Possible retail class ARecordkeeper's own fund | $844K | 4.8% |
Added 5 funds, dropped 4 funds, likely replaced 2 funds.
| Fund | Year-end value |
|---|---|
| AddedColumbia Contrarian Core Fund Class A | $3.1M |
| DroppedC olumbia Threadneedle Investments US | $2.2M |
| ReplacedHighFidelity Strategic Income Fund C lass A to Contrarian Dividend Income Fund Class A | $1.3M to $2.0M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.