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| Provider | Service type | Compensation |
|---|---|---|
DEAN FINANCIAL SERVICES1+ years Service code 15 · EIN 31-0861689 | Recordkeeping | $17,921 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,490 | $41,854+1.5% | $73,836-42.5% | $52,331-18.8% |
| Participation rate | 63.4% | 66.2%-2.9pp | 73.4%-10.1pp | 68.1%-4.7pp |
| Annual return | -3.19% | 2.11%-5.3pp | 2268.06%-2271.2pp | 4.54%-7.7pp |
| Employer contribution / active EE | $1,107 | $1,920-42.3% | $2,787-60.3% | $1,882-41.1% |
| Participant deferral / active EE | $2,523 | $2,498+1.0% | $3,583-29.6% | $3,022-16.5% |
| Admin fee / account holder | $210 | $493-57.3% | $4,882-95.7% | $592-64.5% |