Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $16,107 |
Filed as: MORGANSTANLEYSMITHBARNEYLLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $15,025 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,777 | $77,472-57.7% | $100,415-67.4% | $80,959-59.5% |
| Participation rate | 100.0% | 76.9%+23.1pp | 81.5%+18.5pp | 67.7%+32.3pp |
| Annual return | 12.82% | 37.26%-24.4pp | 49.47%-36.7pp | 35.67%-22.9pp |
| Employer contribution / active EE | $1,532 | $2,800-45.3% | $3,943-61.1% | $2,757-44.4% |
| Participant deferral / active EE | $8,673 | $6,818+27.2% | $8,091+7.2% | $4,300+101.7% |
| Admin fee / account holder | $286 | $5,885-95.1% | $7,906-96.4% | $6,925-95.9% |