Retirement plan

ROCKPORT ADMINISTRATIVE SERVICES, LLC 401(K) PLAN

Name: ROCKPORT ADMINISTRATIVE SERVICES, LLC - ROCKPORT ADMINISTRATIVE SERVICES, LLC 401(K) PLAN (2017) Form 5500
Creator: ROCKPORT ADMINISTRATIVE SERVICES, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROCKPORT ADMINISTRATIVE SERVICES, LLC 401(K) PLAN, ROCKPORT ADMINISTRATIVE SERVICES, LLC

ROCKPORT ADMINISTRATIVE SERVICES, LLCEIN 27-2831270Plan #001PY 2017

5900 WILSHIRE BLVD., SUITE 1600 - LOS ANGELES, CA 90036323-330-6500LinkedIn201-500 employeesfacilities services

Other plans on this EIN

1 filing

#002Retirement-$6.1M assets

Prospect flagsLow participationFailed to transmit contributions

How to read this page

Total assets (EOY)

$2.2M

+37.9% from 2016

Total participants

200

-2.0% from 2016

Average account balance

$27,344

+32.7% from 2016

Annual return

24.59%

+15.15 pp from 2016

Benchmarks

See 5,167 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,167 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$7.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$56K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

128

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

31.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$771K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.40%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$16

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 1 by compensation

Provider	Service type	Compensation
JOHN HANCOCK LIFE INSURANCE COMPANY3+ years Filed as: JOHN HANCOCK LIFE INS COMPANY USA Service code 15 · EIN 01-0233346	Recordkeeping	$333

Plan features & details

Pension benefit codes2G2H2J3D

Plan features

2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$2K

$12 / participant

Contract admin$33315.0%
Other / not subdivided$2K85.0%

% of EOY assets

0.102%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MEIR AND MEIR, LLP
Auditor EIN: 954359536
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$27,344

$55,453-50.7%

$170,435-84.0%

$62,293-56.1%

Participation rate

32.0%

66.4%-34.3pp

83.6%-51.6pp

69.5%-37.5pp

Annual return

24.59%

21.38%+3.2pp

205.94%-181.3pp

28.90%-4.3pp

Employer contribution / active EE

$3,018

$2,164+39.5%

$5,432-44.4%

$2,042+47.8%

Participant deferral / active EE

$2,303-100.0%

$4,939-100.0%

$3,169-100.0%

Admin fee / account holder

$28

$455-93.8%

$13,881-99.8%

$479-94.2%

Provider

Service type

Compensation

JOHN HANCOCK LIFE INSURANCE COMPANY3+ years

Filed as: JOHN HANCOCK LIFE INS COMPANY USA

Service code 15 · EIN 01-0233346

Recordkeeping

$333

ROCKPORT ADMINISTRATIVE SERVICES, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROCKPORT ADMINISTRATIVE SERVICES, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion