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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $226,694 |
RAYMOND JAMES FINANCIAL SERVICES5+ years Filed as: RAYMOND JAMES & ASSOCIATES Service code 55 | Other Commissions | $10,587 |
RAYMOND JAMES FINANCIAL SERVICES5+ years Filed as: RAYMONDA JAMES & ASSOCIATES Service code 55 880 CARILLION PKWY · ST. PETERSBURG, FL 33716 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,479 | $52,279+21.4% | $89,414-29.0% | $79,852-20.5% |
| Participation rate | 38.1% | 57.5%-19.4pp | 68.0%-29.9pp | 69.6%-31.5pp |
| Annual return | 3.95% | 22.16%-18.2pp | 245.50%-241.6pp | 31.72%-27.8pp |
| Employer contribution / active EE | $0 | $1,572-100.0% | $2,586-100.0% | $2,471-100.0% |
| Participant deferral / active EE | $3,406 | $2,740+24.3% | $3,890-12.4% | $3,740-8.9% |
| Admin fee / account holder | $682 | $3,356-79.7% | $4,883-86.0% | $5,306-87.1% |