Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $18,460 |
RAYMOND JAMES FINANCIAL SERVICES4+ years Filed as: RAYMOND JAMES & ASSOCIATES Service code 55 | Other Commissions | $10,468 |
RAYMOND JAMES FINANCIAL SERVICES4+ years Filed as: RAYMONDA JAMES & ASSOCIATES Service code 55 880 CARILLION PKWY · ST. PETERSBURG, FL 33716 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,388 | $48,053+9.0% | $84,623-38.1% | $72,983-28.2% |
| Participation rate | 32.6% | 57.6%-24.9pp | 68.2%-35.6pp | 69.5%-36.9pp |
| Annual return | 39.61% | 37.39%+2.2pp | 258.77%-219.2pp | 81.01%-41.4pp |
| Employer contribution / active EE | $45 | $1,602-97.2% | $2,652-98.3% | $2,440-98.2% |
| Participant deferral / active EE | $3,378 | $2,681+26.0% | $3,899-13.4% | $3,608-6.4% |
| Admin fee / account holder | $451 | $3,395-86.7% | $4,913-90.8% | $5,124-91.2% |