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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,121 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,363 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,232 | $88,324-77.1% | $115,038-82.4% | $55,191-63.3% |
| Participation rate | 64.0% | 72.5%-8.5pp | 81.4%-17.3pp | 69.2%-5.1pp |
| Annual return | 7.97% | 6.30%+1.7pp | 26.14%-18.2pp | 10.78%-2.8pp |
| Employer contribution / active EE | $1,927 | $2,805-31.3% | $4,608-58.2% | $1,899+1.5% |
| Participant deferral / active EE | $3,991 | $5,042-20.8% | $6,026-33.8% | $3,046+31.0% |
| Admin fee / account holder | $21 | $105-79.6% | $8,175-99.7% | $91-76.3% |