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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE5 years Service code 15 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $64,313 |
PARK AVENUE SECURITIES LLC4 years Service code 33 | Securities brokerage | $27,806 |
Filed as: LEAFHOUSE FINANCIAL ADVISORS LLC Service code 28 · EIN 26-4311657 6504 BRIDGEPOINT PARKWAY · AUSTIN, TX 78730 | Investment Management | $6,809 |
ASCENSUS LLC3 years Filed as: FUTUREPLAN BY ASCENSUS Service code 16 · EIN 82-3719843 PO BOX 734602 · CHICAGO, IL 606730000 | Consulting | $6,100 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,107 | $65,125+1.5% | $143,797-54.0% | $66,949-1.3% |
| Participation rate | 70.2% | 65.2%+5.0pp | 80.3%-10.1pp | 69.8%+0.4pp |
| Annual return | -14.81% | -11.13%-3.7pp | -0.04%-14.8pp | 1.57%-16.4pp |
| Employer contribution / active EE | $3,580 | $2,362+51.5% | $4,952-27.7% | $2,545+40.7% |
| Participant deferral / active EE | $11,154 | $2,920+281.9% | $5,638+97.8% | $4,239+163.1% |
| Admin fee / account holder | $0 | $503-100.0% | $14,679-100.0% | $594-100.0% |