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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE2 years Service code 15 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $42,403 |
Service code 33 | Securities brokerage | $18,805 |
Filed as: LEAFHOUSE FINANCIAL ADVISORS LLC Service code 28 · EIN 26-4311657 BUILDING 5, SUITE 405 · AUSTIN, TX 78730 | Investment Management | $4,927 |
ASCENSUS LLC1 year Filed as: QBI AN ASCENSUS COMPANY Service code 16 · EIN 26-2768667 21031 VENTURA BOULEVARD · WOODLAND HILLS, CA 913642203 | Consulting | $3,100 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,768 | $52,967+29.8% | $172,753-60.2% | $65,186+5.5% |
| Participation rate | 75.0% | 66.2%+8.8pp | 82.6%-7.6pp | 70.2%+4.8pp |
| Annual return | 26.05% | 30.12%-4.1pp | 803.00%-777.0pp | 29.39%-3.3pp |
| Employer contribution / active EE | $2,957 | $2,190+35.0% | $5,144-42.5% | $2,177+35.8% |
| Participant deferral / active EE | $9,889 | $2,471+300.2% | $5,198+90.3% | $3,514+181.4% |
| Admin fee / account holder | $311 | $472-34.1% | $13,956-97.8% | $847-63.3% |