Filed July 1, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT ADVISORS Service code 16 · EIN 20-8874282 | Consulting | $100,000 |
ERNST & YOUNG LLP1 year Filed as: ERNST & YOUNG Service code 10 · EIN 34-6565596 | Accounting | $21,000 |
JPMORGAN INVEST HOLDINGS LLC4 years Filed as: CHASE BUSINESS FORMS Service code 38 · EIN 45-6114133 | Participant Communication | $16,977 |
FLIMP COMMUNICATIONS1 year Service code 38 · EIN 35-2432198 | Participant Communication | $9,200 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$100,711 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,627 | $49,105+11.2% | $92,916-41.2% | $89,609-39.0% |
| Participation rate | 65.0% | 79.0%-14.0pp | 76.0%-11.0pp | 69.6%-4.6pp |
| Annual return | 23.63% | 32.35%-8.7pp | 109.45%-85.8pp | 33.65%-10.0pp |
| Employer contribution / active EE | $2,422 | $3,373-28.2% | $3,654-33.7% | $2,584-6.3% |
| Participant deferral / active EE | $4,805 | $2,531+89.8% | $4,238+13.4% | $4,222+13.8% |
| Admin fee / account holder | $3 | $93-97.0% | $5,796-100.0% | $72-96.1% |