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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $87,419 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $39,923 |
ELLIOTT DAVIS, LLC1 year Filed as: ELLIOTT DAVIS, LLC/PLLC Service code 10 · EIN 57-0381582 | Accounting | $5,290 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,977 | $80,005-62.5% | $140,019-78.6% | $55,725-46.2% |
| Participation rate | 92.6% | 87.0%+5.6pp | 87.5%+5.1pp | 70.9%+21.8pp |
| Annual return | -0.80% | 0.46%-1.3pp | 651.15%-651.9pp | 244.93%-245.7pp |
| Employer contribution / active EE | $1,507 | $3,403-55.7% | $5,605-73.1% | $2,078-27.5% |
| Participant deferral / active EE | $4,787 | $5,264-9.1% | $6,927-30.9% | $3,356+42.7% |
| Admin fee / account holder | $123 | $116+6.3% | $10,705-98.9% | $115+6.7% |