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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $26,400 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $8,163 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $7,825 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,240 | $71,802-44.0% | $133,975-70.0% | $57,658-30.2% |
| Participation rate | 84.6% | 85.5%-0.9pp | 87.1%-2.5pp | 70.2%+14.3pp |
| Annual return | 14.50% | 13.51%+1.0pp | 29.29%-14.8pp | 5.13%+9.4pp |
| Employer contribution / active EE | $1,746 | $3,161-44.8% | $5,211-66.5% | $1,974-11.5% |
| Participant deferral / active EE | $5,384 | $4,606+16.9% | $6,282-14.3% | $3,061+75.9% |
| Admin fee / account holder | $15 | $88-82.4% | $9,324-99.8% | $95-83.7% |