Filed February 23, 2022 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 6-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $25,235 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY INS SERVICES INC. Service code 49 | Other Services | $5,858 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY INS SERVICES INC Service code 49 · EIN 51-0116113 | Other Services | $0 |
WILSHIRE ASSOCIATES INCORPORATED2+ years Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,058 | $58,895-52.4% | $178,503-84.3% | $73,497-61.8% |
| Participation rate | 47.6% | 66.2%-18.6pp | 81.9%-34.3pp | 70.7%-23.1pp |
| Annual return | 20.21% | 24.86%-4.7pp | 151.12%-130.9pp | 28.51%-8.3pp |
| Employer contribution / active EE | $98 | $2,236-95.6% | $5,011-98.0% | $2,270-95.7% |
| Participant deferral / active EE | $1,321 | $2,567-48.5% | $5,202-74.6% | $3,740-64.7% |
| Admin fee / account holder | $254 | $400-36.6% | $13,987-98.2% | $513-50.5% |