Retirement plan

ELLWOOD 401(K) RETIREMENT PLAN

Name: ELLWOOD CITY FORGE - ELLWOOD 401(K) RETIREMENT PLAN (2019) Form 5500
Creator: ELLWOOD CITY FORGE
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ELLWOOD 401(K) RETIREMENT PLAN, ELLWOOD CITY FORGE

ELLWOOD CITY FORGEEIN 25-0461810Plan #003PY 2019

P.O. BOX 31, 800 COMMERCIAL AVENUE - ELLWOOD CITY, PA 161172354724-752-0055ellwoodcityforge.comLinkedIn201-500 employeesconsumer goods

Prospect flagsCorrective distributions

Top hat statement on fileNQDC

Filed December 2, 1992

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$263M

-1.6% from 2016

Total participants

1,799

-2.4% from 2016

Average account balance

$148,311

-0.0% from 2016

Annual return

44.44%

-2.98 pp from 2016

Benchmarks

See 822 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants1,000-4,999

Cohort822 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$310.65M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$179K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,735

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$18.79M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.20%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$97

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 6 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC4 years Filed as: T. ROWE PRICE RPS, INC. Service code 37 100 EAST PRATT STREET · BALTIMORE, MD 21202	Loan Processing	$40,735
SMARTDOLLAR2 years Service code 16 1749 MALLORY LANE · BRENTWOOD, TN 37027	Consulting	$15,681
CAPFINANCIAL PARTNERS LLC1 year Filed as: CAPTRUST FINANCIAL PARTNERS Service code 27 4208 SIX FORKS RD · RALEIGH, NC 27609	Advisory (Plan)	$11,814
WALKER BENEFITS, LLC1 year Service code 16 2599 WILMINGTON ROAD · NEW CASTLE, PA 16105	Consulting	$9,810
ARNETT CARBIS TOOTHMAN LLP1 year Service code 10 P.O. BOX 2629 · CHARLESTON, WV 25329	Accounting	$7,552
WODARCZYK & ASSOCIATES, LLC1 year Filed as: WODARCZYK & ASSOCIATES LLC Service code 29 310 GRANT STREET · PITTSBURGH, PA 15219	Legal	$5,972

Plan features & details

Pension benefit codes2E2G2J2K2S3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$95K

$66 / participant

Investment mgmt$15K15.9%
Contract admin$41K43.0%
Other / not subdivided$39K41.2%

% of EOY assets

0.036%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ARNETT CARBIS TOOTHMAN, LLP
Auditor EIN: 550486667
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$148,311

$105,173+41.0%

$87,102+70.3%

$77,775+90.7%

Participation rate

98.2%

85.8%+12.4pp

76.9%+21.3pp

73.2%+25.0pp

Annual return

44.44%

24.52%+19.9pp

28.19%+16.2pp

32.58%+11.9pp

Employer contribution / active EE

$5,458

$2,890+88.8%

$2,521+116.5%

$2,504+118.0%

Participant deferral / active EE

$5,626

$5,048+11.5%

$4,048+39.0%

$3,966+41.9%

Admin fee / account holder

$53

$105-48.9%

$7,493-99.3%

$100-46.6%

Provider

Service type

Compensation

T ROWE PRICE RPS INC4 years

Filed as: T. ROWE PRICE RPS, INC.

Service code 37

100 EAST PRATT STREET · BALTIMORE, MD 21202

Loan Processing

$40,735

SMARTDOLLAR2 years

Service code 16

1749 MALLORY LANE · BRENTWOOD, TN 37027

Consulting

$15,681

CAPFINANCIAL PARTNERS LLC1 year

Filed as: CAPTRUST FINANCIAL PARTNERS

Service code 27

4208 SIX FORKS RD · RALEIGH, NC 27609

Advisory (Plan)

$11,814

WALKER BENEFITS, LLC1 year

Service code 16

2599 WILMINGTON ROAD · NEW CASTLE, PA 16105

Consulting

$9,810

ARNETT CARBIS TOOTHMAN LLP1 year

Service code 10

P.O. BOX 2629 · CHARLESTON, WV 25329

Accounting

$7,552

WODARCZYK & ASSOCIATES, LLC1 year

Filed as: WODARCZYK & ASSOCIATES LLC

Service code 29

310 GRANT STREET · PITTSBURGH, PA 15219

Legal

$5,972

ELLWOOD 401(K) RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ELLWOOD 401(K) RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion