Filed September 28, 2015 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY & CO. Service code 27 · EIN 26-4310632 | Advisory (Plan) | $32,175 |
RSM US LLP1 year Service code 10 · EIN 42-0714325 | Accounting | $19,931 |
Filed as: MORGAN, LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $17,329 |
Service code 37 · EIN 04-2647786 | Loan Processing | $15,413 |
STRATEGIC ADVISORS, INC.2 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $5,986 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $162,234 | $168,477-3.7% | $105,387+53.9% | $77,775+108.6% |
| Participation rate | 5.2% | 91.6%-86.4pp | 82.6%-77.3pp | 73.2%-68.0pp |
| Annual return | 22.45% | 25.62%-3.2pp | 26.82%-4.4pp | 32.58%-10.1pp |
| Employer contribution / active EE | $415 | $4,957-91.6% | $4,213-90.2% | $2,504-83.4% |
| Participant deferral / active EE | $856 | $8,141-89.5% | $5,502-84.4% | $3,966-78.4% |
| Admin fee / account holder | $324 | $103+215.8% | $6,559-95.1% | $100+223.5% |