Filed September 28, 2015 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY & CO. INCORPORATED Service code 16 · EIN 26-4310632 | Consulting | $73,205 |
Filed as: FIDELITY INVESTMENT INSTITUTIONAL Service code 37 · EIN 04-2647786 | Loan Processing | $49,591 |
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524 | Advisory (Plan) | $8,933 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,790 | $144,389+0.3% | $90,782+59.5% | $75,289+92.3% |
| Participation rate | 16.4% | 92.2%-75.8pp | 82.7%-66.3pp | 72.4%-56.0pp |
| Annual return | -74.92% | 0.91%-75.8pp | -3.42%-71.5pp | -0.04%-74.9pp |
| Employer contribution / active EE | $4,901 | $4,529+8.2% | $4,105+19.4% | $2,405+103.8% |
| Participant deferral / active EE | $10,865 | $7,882+37.8% | $5,366+102.5% | $3,739+190.6% |
| Admin fee / account holder | $543 | $102+430.5% | $5,908-90.8% | $102+431.0% |