Filings through .
2 of 18 flags tripped on the 2025 filing.
Failed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Few collective trusts
2% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$69K in admin expenses, $203 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
21 funds of $250K or more; 23 lines in all, holding $18.0M of the plan's $19.0M. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 14% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Balanced Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.3M | 18.4% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.2M | 17.8% |
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 8 vintages | $2.4M | 13.6% |
| Federated Hermes MDT Large Cap N/R Federated Hermes · Other | $1.8M | 9.9% |
| Vanguard Total International Stock Index Fund Admiral Shares Vanguard · Mutual fund Index | $867K | 4.8% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $859K | 4.8% |
| Empower Key Guaranteed Portfolio Fund Empower · Insurance contract Recordkeeper's own fund | $730K | 4.1% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $594K | 3.3% |
| Federated High Total Return Bond R6 N/R Federated Hermes · Mutual fund | $558K | 3.1% |
| DFA Inflation-Protected Securities Portfolio - Institutional Class Dimensional · Mutual fund | $466K | 2.6% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
13 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Added 3 funds, dropped 2 funds.
| Fund | Year-end value |
|---|---|
| AddedVanguard LifeStrategy 80/20 Fund Investor Shares | $443K |
| DroppedValue Fund Class R6 | $439K |
| AddedFederated High Yield Trust Institutional N/R | $426K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
13 more lines and 2 more changes in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 7 by compensation.
| Provider | Compensation |
|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 Recordkeeping Fees | $79,017 |
NEWEDGE ADVISORS LLC3 years Filed as: NEWEDGE SECURITIES INC Service code 55 Other Commissions | $38,395 |
DEFINITI LLC5 years Service code 13 · EIN 85-0833363 2201 TIMBERLOCH PLACE · THE WOODLANDS, TX 77380 Contract Administrator | $19,106 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 Investment Management | $17,250 |
BAKER TILLY US, LLP6 years Filed as: BAKER TILLY US LLP Service code 10 P.O. BOX 7398 · MADISON, WI 53707 Accounting | $15,750 |
Service code 27 1801 CALIFORNIA STREET · DENVER, CO 80202 Advisory (Plan) | $5,216 |
NEWEDGE ADVISORS LLC3 years Filed as: NEWEDGE SECURITIES INC. Service code 55 1251 WATERFRONT PL SUITE 510 · PITTSBURGH, PA 15222-4228 Other Commissions | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
6 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025