Filed October 19, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $9,600 |
RETIREMENT SOLUTIONS SPECIALISTS8+ years Service code 37 · EIN 27-0293282 | Loan Processing | $4,127 |
Filed as: EMPOWER ANNUITY INSU COMP OF AMER Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $779 |
Filed as: GREAT-WEST LIFE & ANNUITY Service code 15 · EIN 84-0467907 | Recordkeeping | $756 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1 |
Filed as: MILLENNIUM TRUST COMPANY, LLC Service code 49 · EIN 36-4400066 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,830 | $65,092-21.9% | $143,799-64.7% | $66,938-24.1% |
| Participation rate | 4.0% | 65.2%-61.2pp | 80.3%-76.3pp | 69.8%-65.8pp |
| Annual return | -12.47% | -11.14%-1.3pp | -0.04%-12.4pp | 1.58%-14.1pp |
| Employer contribution / active EE | $0 | $2,362-100.0% | $4,952-100.0% | $2,545-100.0% |
| Participant deferral / active EE | $654 | $2,920-77.6% | $5,638-88.4% | $4,238-84.6% |
| Admin fee / account holder | $232 | $502-53.9% | $14,677-98.4% | $594-61.0% |