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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC2 years Filed as: SECURITIES AMERICA ADVISORS Service code 99 · EIN 47-0648506 | Other Fees | $61,645 |
Filed as: VOYA RETIREMENT INS AND ANNUITY CO Service code 20 · EIN 71-0294708 | Trustee (individual) | $9,711 |
MORNINGSTAR4 years Service code 27 · EIN 36-3297908 | Advisory (Plan) | $5,607 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,503 | $100,801+28.5% | $149,745-13.5% | $73,412+76.4% |
| Participation rate | 70.0% | 77.7%-7.7pp | 82.5%-12.5pp | 72.2%-2.2pp |
| Annual return | 14.35% | 265.34%-251.0pp | 276.72%-262.4pp | 59.30%-44.9pp |
| Employer contribution / active EE | $1,041 | $3,312-68.6% | $4,646-77.6% | $2,234-53.4% |
| Participant deferral / active EE | $7,669 | $6,404+19.7% | $6,843+12.1% | $3,806+101.5% |
| Admin fee / account holder | $37 | $181-79.8% | $9,312-99.6% | $158-76.9% |