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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 28 · EIN 13-2638166 | Investment Management | $71,424 |
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT RETIREMENT SERVICES, INC. Service code 12 · EIN 62-1868111 | Recordkeeping and information managem... | $64,102 |
TGS FINANCIAL SERVICES1+ years Service code 28 · EIN 23-2595452 | Investment Management | $43,581 |
LPL FINANCIAL1+ years Service code 28 · EIN 95-2834236 | Investment Management | $22,966 |
RELIANCE TRUST COMPANY1+ years Service code 12 · EIN 58-1428634 | Claims processing; Custodial (securit... | $16,245 |
1ST SOURCE BANK1+ years Filed as: 1ST GLOBAL ADVISORS Service code 28 · EIN 75-2428870 | Investment Management | $13,753 |
JANNEY MONTGOMERY SCOTT LLC1+ years Filed as: JANNEY MONTGOMERY SCOTT Service code 28 · EIN 23-2211143 | Investment Management | $8,129 |
MORGAN STANLEY SMITH BARNEY1+ years Service code 28 · EIN 13-2919773 | Investment Management | $5,788 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $196,095 | $46,360+323.0% | $147,617+32.8% | $52,331+274.7% |
| Participation rate | 92.7% | 64.9%+27.8pp | 84.6%+8.1pp | 68.1%+24.6pp |
| Annual return | -2.98% | 1.62%-4.6pp | 61.98%-65.0pp | 4.54%-7.5pp |
| Employer contribution / active EE | $7,631 | $2,126+258.9% | $5,564+37.1% | $1,882+305.5% |
| Participant deferral / active EE | $4,863 | $2,258+115.4% | $4,895-0.7% | $3,022+60.9% |
| Admin fee / account holder | $1,259 | $766+64.4% | $11,612-89.2% | $592+112.9% |