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| Provider | Service type | Compensation |
|---|---|---|
Filed as: B RILEY WEALTH MANAGEMENT Service code 27 · EIN 62-1518255 | Advisory (Plan) | $8,135 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,002 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,408 | $99,201+8.3% | $96,544+11.3% | $74,473+44.2% |
| Participation rate | 34.9% | 80.7%-45.8pp | 76.0%-41.1pp | 70.7%-35.9pp |
| Annual return | 16.86% | 22.40%-5.5pp | 25.88%-9.0pp | 34.36%-17.5pp |
| Employer contribution / active EE | $1,471 | $2,570-42.8% | $2,966-50.4% | $2,638-44.2% |
| Participant deferral / active EE | $2,366 | $4,938-52.1% | $4,851-51.2% | $4,530-47.8% |
| Admin fee / account holder | $78 | $225-65.2% | $8,254-99.1% | $347-77.5% |