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| Provider | Service type | Compensation |
|---|---|---|
Filed as: B RILEY WEALTH MANAGEMENT Service code 27 · EIN 62-1518255 | Advisory (Plan) | $36,836 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $5,875 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,753 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,080 | $185,342-47.6% | $111,306-12.8% | $86,821+11.8% |
| Participation rate | 38.7% | 81.0%-42.3pp | 77.3%-38.6pp | 72.3%-33.6pp |
| Annual return | 13.55% | 500.80%-487.3pp | 54.67%-41.1pp | 97.94%-84.4pp |
| Employer contribution / active EE | $1,441 | $2,246-35.8% | $2,732-47.3% | $2,406-40.1% |
| Participant deferral / active EE | $2,200 | $4,458-50.7% | $4,488-51.0% | $4,132-46.8% |
| Admin fee / account holder | $305 | $255+19.3% | $7,966-96.2% | $170+79.7% |