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| Provider | Service type | Compensation |
|---|---|---|
Filed as: B RILEY WEALTH MANAGEMENT Service code 27 · EIN 62-1518255 | Advisory (Plan) | $35,181 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,795 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,896 | $72,303+18.8% | $86,698-0.9% | $64,824+32.5% |
| Participation rate | 36.0% | 80.4%-44.4pp | 76.6%-40.6pp | 71.5%-35.5pp |
| Annual return | -18.49% | 392.77%-411.3pp | 35.96%-54.5pp | 32.84%-51.3pp |
| Employer contribution / active EE | $1,517 | $2,393-36.6% | $2,837-46.5% | $2,507-39.5% |
| Participant deferral / active EE | $2,242 | $4,660-51.9% | $4,656-51.9% | $4,311-48.0% |
| Admin fee / account holder | $267 | $174+53.3% | $7,492-96.4% | $188+42.0% |