Filed December 2, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS Service code 28 · EIN 98-0186363 | Investment Management | $100,388 |
Filed as: JOHN HANCOCK RPS Service code 15 · EIN 01-0233346 | Recordkeeping | $11,748 |
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $1,427 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,878 | $86,791+47.3% | $115,037+11.2% | $59,188+116.1% |
| Participation rate | 100.0% | 72.8%+27.2pp | 81.4%+18.6pp | 69.4%+30.6pp |
| Annual return | 0.70% | 4.44%-3.7pp | 26.14%-25.4pp | 5.51%-4.8pp |
| Employer contribution / active EE | $2,510 | $2,950-14.9% | $4,608-45.5% | $2,098+19.6% |
| Participant deferral / active EE | $9,315 | $5,298+75.8% | $6,026+54.6% | $3,265+185.3% |
| Admin fee / account holder | $82 | $95-13.9% | $8,175-99.0% | $92-11.3% |