Filed June 15, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $393,348 |
CHARLES SCHWAB & CO., INC.7 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $759 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,162 | $53,204+90.1% | $155,556-35.0% | $200,096-49.4% |
| Participation rate | 94.5% | 64.1%+30.4pp | 78.2%+16.2pp | 72.0%+22.4pp |
| Annual return | 13.60% | 41.02%-27.4pp | 64.84%-51.2pp | 34.26%-20.7pp |
| Employer contribution / active EE | $4,638 | $1,850+150.7% | $4,675-0.8% | $3,038+52.7% |
| Participant deferral / active EE | $6,484 | $3,163+105.0% | $5,631+15.1% | $5,090+27.4% |
| Admin fee / account holder | $79 | $186-57.3% | $15,885-99.5% | $269-70.6% |