Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $69,113 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SERVIC Service code 15 · EIN 01-0233346 | Recordkeeping | $32,056 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,027 | $75,284+36.9% | $91,001+13.2% | $69,631+48.0% |
| Participation rate | 97.3% | 80.4%+16.9pp | 75.6%+21.7pp | 70.7%+26.6pp |
| Annual return | 17.19% | 48.40%-31.2pp | 4.60%+12.6pp | 27571.02%-27553.8pp |
| Employer contribution / active EE | $3,301 | $2,473+33.5% | $2,456+34.4% | $2,032+62.5% |
| Participant deferral / active EE | $6,315 | $3,700+70.7% | $3,547+78.0% | $3,224+95.9% |
| Admin fee / account holder | $243 | $111+120.0% | $5,417-95.5% | $110+120.2% |