Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $80,534 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SERVIC Service code 15 · EIN 01-0233346 | Recordkeeping | $11,550 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,433 | $74,024+16.8% | $77,999+10.8% | $57,658+49.9% |
| Participation rate | 95.4% | 79.7%+15.6pp | 75.5%+19.9pp | 70.2%+25.1pp |
| Annual return | 9.92% | 12.14%-2.2pp | 425.96%-416.0pp | 5.13%+4.8pp |
| Employer contribution / active EE | $3,197 | $2,365+35.2% | $2,470+29.4% | $1,974+62.0% |
| Participant deferral / active EE | $5,987 | $3,533+69.5% | $3,497+71.2% | $3,061+95.6% |
| Admin fee / account holder | $219 | $93+135.2% | $5,480-96.0% | $95+131.9% |