Filed November 3, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $125,590 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $40,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,384 | $93,131+5.6% | $106,548-7.7% | $86,799+13.3% |
| Participation rate | 96.6% | 81.4%+15.2pp | 76.1%+20.5pp | 72.3%+24.3pp |
| Annual return | 13.97% | 19.45%-5.5pp | 26.80%-12.8pp | 97.91%-83.9pp |
| Employer contribution / active EE | $1,327 | $2,895-54.2% | $2,819-52.9% | $2,405-44.8% |
| Participant deferral / active EE | $3,823 | $4,708-18.8% | $4,398-13.1% | $4,131-7.5% |
| Admin fee / account holder | $185 | $145+27.6% | $7,407-97.5% | $170+9.2% |