Filed November 3, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $63,711 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $40,000 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,775 | $74,347-0.8% | $93,606-21.2% | $67,579+9.2% |
| Participation rate | 96.0% | 80.6%+15.4pp | 75.8%+20.1pp | 71.3%+24.7pp |
| Annual return | 20.25% | 28.07%-7.8pp | 32.76%-12.5pp | 378.56%-358.3pp |
| Employer contribution / active EE | $871 | $2,583-66.3% | $2,718-67.9% | $2,148-59.4% |
| Participant deferral / active EE | $3,199 | $4,060-21.2% | $4,069-21.4% | $3,539-9.6% |
| Admin fee / account holder | $85 | $123-30.5% | $7,888-98.9% | $142-40.1% |