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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $19,588 |
SOBEL AND CO LLC CPA1 year Filed as: SOBEL & COMPANY, LLC Service code 10 · EIN 22-1430039 | Accounting | $15,000 |
WILSHIRE ASSOCIATES INCORPORATED2+ years Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,971 | $48,364+117.0% | $71,796+46.2% | $62,881+66.9% |
| Participation rate | 95.7% | 60.6%+35.1pp | 69.1%+26.6pp | 69.3%+26.4pp |
| Annual return | 7.99% | 13.16%-5.2pp | 78.04%-70.1pp | 20.14%-12.2pp |
| Employer contribution / active EE | $1,586 | $1,042+52.2% | $1,924-17.6% | $2,281-30.5% |
| Participant deferral / active EE | $4,470 | $2,091+113.7% | $2,794+59.9% | $3,203+39.5% |
| Admin fee / account holder | $188 | $3,771-95.0% | $4,815-96.1% | $4,296-95.6% |