Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $47,017 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $35,860 |
ADP BROKER-DEALER1 year Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,581 | $81,948+44.7% | $90,760+30.7% | $64,819+82.9% |
| Participation rate | 78.5% | 80.5%-1.9pp | 75.7%+2.8pp | 71.5%+7.1pp |
| Annual return | -15.81% | -12.53%-3.3pp | -12.16%-3.7pp | 32.84%-48.6pp |
| Employer contribution / active EE | $3,271 | $3,067+6.6% | $2,922+12.0% | $2,507+30.5% |
| Participant deferral / active EE | $6,937 | $4,844+43.2% | $4,565+52.0% | $4,311+60.9% |
| Admin fee / account holder | $319 | $157+102.9% | $8,444-96.2% | $188+69.7% |