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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC2 years Filed as: FORUSALL ADVISORS Service code 27 809 LAUREL ST · SAN CARLOS, CA 94070 | Advisory (Plan) | $18,578 |
THE VANGUARD GROUP, INC.2 years Service code 15 · EIN 23-1945930 | Recordkeeping | $7,785 |
TD AMERITRADE, INC.2 years Service code 33 · EIN 82-0543156 | Securities brokerage; Direct payment ... | $29 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,594 | $84,499-53.1% | $125,391-68.4% | $66,949-40.9% |
| Participation rate | 50.0% | 76.4%-26.4pp | 82.4%-32.4pp | 69.8%-19.8pp |
| Annual return | -15.66% | -8.49%-7.2pp | 572.41%-588.1pp | 1.57%-17.2pp |
| Employer contribution / active EE | $2,203 | $3,554-38.0% | $4,816-54.3% | $2,545-13.5% |
| Participant deferral / active EE | $5,756 | $6,785-15.2% | $7,448-22.7% | $4,239+35.8% |
| Admin fee / account holder | $190 | $685-72.3% | $10,009-98.1% | $594-68.0% |