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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1 year Filed as: FORUSALL ADVISORS Service code 27 809 LAUREL ST · SAN CARLOS, CA 94070 | Advisory (Plan) | $15,667 |
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930 | Recordkeeping | $10,866 |
TD AMERITRADE, INC.1 year Service code 33 · EIN 82-0543156 | Securities brokerage; Direct payment ... | $55 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,132 | $104,479-51.1% | $159,474-67.9% | $79,391-35.6% |
| Participation rate | 50.4% | 76.6%-26.2pp | 82.8%-32.4pp | 70.7%-20.3pp |
| Annual return | 27.58% | 67.98%-40.4pp | 263.68%-236.1pp | 116.88%-89.3pp |
| Employer contribution / active EE | $2,395 | $3,417-29.9% | $4,831-50.4% | $2,428-1.3% |
| Participant deferral / active EE | $6,533 | $6,468+1.0% | $7,353-11.2% | $4,046+61.5% |
| Admin fee / account holder | $237 | $711-66.6% | $10,802-97.8% | $627-62.1% |