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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY Service code 26 · EIN 20-8764829 | Advisory (Participants) | $25,738 |
Filed as: FIDELITY INVESTMENTS INSTITUATIONAL Service code 37 · EIN 04-2647786 | Loan Processing | $7,054 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $3,334 |
THE BENEFIT PRACTICE4 years Service code 15 · EIN 13-4144565 | Recordkeeping | $1,416 |
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $615 |
Service code 60 | Sub-TA Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $247,014 | $121,341+103.6% | $189,520+30.3% | $79,393+211.1% |
| Participation rate | 100.0% | 86.1%+13.9pp | 87.8%+12.2pp | 70.7%+29.3pp |
| Annual return | 9.97% | 21.08%-11.1pp | 555.25%-545.3pp | 116.87%-106.9pp |
| Employer contribution / active EE | $17,410 | $3,915+344.7% | $6,161+182.6% | $2,428+617.1% |
| Participant deferral / active EE | $12,695 | $6,395+98.5% | $8,220+54.4% | $4,046+213.8% |
| Admin fee / account holder | $226 | $651-65.3% | $12,046-98.1% | $627-64.0% |